News

Understanding VAT Treatment for Financial Advice Services
In the complex landscape of financial services the distinction between general financial advice and regulated advice holds major implications for VAT treatment.
Transforming Financial Advice with Artificial Intelligence
Transforming Financial Advice - How AI could change your daily working life for the better? Mark Whitcroft, PlannerPal's CEO and Co-Founder tells us more.
The Evolution of Operational Resilience in Financial Services
The financial services sector has witnessed a significant transformation in its approach to operational resilience and more is to come in the next few years.
Spring Budget 2024: Impact on Personal Tax
The Chancellor of the Exchequer Jeremy Hunt has delivered his Spring Budget, accompanied by a full fiscal statement from the OBR.
Reducing cost to serve for high touch low value clients
Streamlining client servicing for enhanced value propositions and operational efficiency strategies by WeathTech Pros David Howard.
What triggers an s166 review (and how to deal with it)
An essential tool used by regulators to help assess regulatory compliance and ensure best practice is a skilled person report (s166), but how do you prevent it?
Living and breathing the FCA's Consumer Duty
With the closed book deadline looming and the first annual Board assessment due, firms will need to ensure they've not taken their foot of the gas.
Platform Due Diligence: FCA Supervisory Notices
The FCA publishes Supervisory Notice which emphasises the importance of responding effectively to regulatory intervention.
Sustainability Disclosure Requirements
All you need to know about how the FCA's Sustainability Disclosure Requirements will impact firms in 2024 and what you need to do to be compliant.
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