Compliance Support

Your strategic partner providing you with industry-leading ongoing compliance advice and support which keeps pace with the ever-evolving regulatory environment.

Expertise at your disposal

We routinely solve firm specific issues, interpreting the applicable regulatory rules, but most importantly providing practical guidance on how to implement them. We offer an all-round service covering ongoing or ad-hoc advice through our bench of consultants, rigorous compliance monitoring or simply general day-to-day compliance operational support.

If you are a smaller firm without your own compliance function, we’ll support you so you can get on with what you do best. If you’re a larger firm, we’ll provide specialist skills and advice when you need it.

  • Ad-hoc one-off pieces of advice where you need an opinion to help you interpret the applicable regulatory rules.
  • Perimeter advice to help you determine whether your services are covered by any of the UK and EU regulatory regimes and your arrangement options.
  • Independent compliance reviews with practical recommendations, support establishing and maintaining your monitoring programme or a regular compliance monitoring service.
  • Seconded compliance experts to work as part of your compliance team - as de facto compliance officers, managers of compliance teams or technical experts.
  • Design, documentation and implementation of compliance policies and procedures into your firm.
  • Help with regulatory reporting; we’ll prepare and submit all your regulatory returns or take it off your hands entirely.
  • Financial Crime risk assessments, identifying your vulnerabilities and helping you put in place robust anti-financial crime measures to ensure you comply with the relevant rules.
  • Governance/SYSC arrangement reviews with recommendations which are clear, practical and proportionate.

Latest news

Compliance Services

We provide practical and commercial regulatory advice to simplify your compliance efforts. Designed to protect your business, lighten the load and help you spot opportunities.

Bench Strength

Our expertise and experience is on hand to help you empower your business. We have a bench of consultants at your service to help you tackle your regulatory challenges.

RegTech Solutions

Because of our extensive client side experience our platform provides access to a range of tried and tested regulatory technology solutions that will bring efficiencies to your business.

Partner Matching

We have an expert partner panel that we can seamlessly connect to your business. Because we understand your needs we can match you to the companies who are best sector.

Join the team and become one of our Bench Consultants
Enquire here