Compliance Healthcheck

Our Compliance Healthcheck gives you comfort and peace of mind that you have appropriate compliance arrangements in place.

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Stay on course for success

Our Healthcheck service is a diagnostic review of the levels of compliance and FCA regulatory standards across your business and is designed to provide you with a holistic view of where to focus attention and apply additional resources.

We can provide you with a full compliance healthcheck or a focused review at subject matter level, either as a fully onsite review, fully remotely or hybrid.

  • Provides you with a reasonable assurance that you have sufficiently robust compliance arrangements in place to mitigate the risk of non-compliance with the rules and regulations.
  • We offer a tailored approach and will take into account the nature, scale and complexity of your business.
  • Arrangements include documents such as policies and procedures, training, organisation structure, management information, independent checks, verifications or approvals.
  • A full Healthcheck option which covers the key FCA regulatory policies, procedures and arrangements you have in place to mitigate FCA regulatory risk.
  • A Healthcheck Lite option which can concentrates on the areas you select as your current priority. A fully customised package designed around your goals and timelines.
  • Direct access to skilled compliance consultants, offering a friendly, empathetic approach, jargon-free explanations, and guidance throughout the process.
  • Access to our suite of documents and templates, each of which can be customised to you.

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Compliance Services

We provide practical and commercial regulatory advice to simplify your compliance efforts. Designed to protect your business, lighten the load and help you spot opportunities.

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Bench Strength

Our expertise and experience is on hand to help you empower your business. We have a bench of consultants at your service to help you tackle your regulatory challenges.

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RegTech Solutions

Because of our extensive client side experience our platform provides access to a range of tried and tested regulatory technology solutions that will bring efficiencies to your business.

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Partner Matching

We have an expert partner panel that we can seamlessly connect to your business. Because we understand your needs we can match you to the companies who are best sector.

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The Compliance Platform: 12 Colston Yard, Bristol, BS1 5BD. Company No.1430868. Registered in England and Wales.
TCP is a trading name of The Compliance Platform Ltd. © 2024, The Compliance Platform. All Rights Reserved.
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