Regulatory Helpdesk

A go-to dedicated expert who is always on hand to answer a specific challenge or question.

Get in touch

Instant support when you need it

We know how subjective compliance can be and its constantly evolving nature. Having run compliance functions we know how valuable it is to get an opinion or guidance on a matter exactly at the point you’re thinking it through.

Whether you have a specific challenge or question, or would benefit from one of our technical specialists to call on regularly, then we can help. Our Regulatory Helpdesk is here when you need us on an hourly rate or retainer basis.

  • A service that is able to quickly and professionally deal with relatively short, routine or urgent queries.
  • You'll get a dedicated named resource who you will have instant access to.
  • Regular meetings to review the progress of matters and to discuss specific issues.
  • Our retained service offering will give you peace of mind that you have someone who is able to deal with day-to-day matters which arise during the month. This can be on a monthly fixed or flexible fixed basis.
  • Our hourly service offering ensures you have a point of contact on hand who you trust, which means you only pay for pure time costs. This can be on a time cost or set provision basis.
  • We provide you with MI at the end of each month to reflect the time and costs allocated to each matter undertaken.
  • If the matter is complex or is likely to take longer than originally anticipated to resolve, then we’ll take it outside the Helpdesk and agree with you the terms of engagement before acting.
  • We cover FCA & PRA regulatory advice, but we can also provide input into any other areas with which you might need assistance (Financial Crime, Data Protection, Legal, Information Security).

Latest news

Understanding VAT Treatment for Financial Advice Services
In the complex landscape of financial services the distinction between general financial advice and regulated advice holds major implications for VAT treatment.
Transforming Financial Advice with Artificial Intelligence
Transforming Financial Advice - How AI could change your daily working life for the better? Mark Whitcroft, PlannerPal's CEO and Co-Founder tells us more.
The Evolution of Operational Resilience in Financial Services
The financial services sector has witnessed a significant transformation in its approach to operational resilience and more is to come in the next few years.
View all News

Compliance Services

We provide practical and commercial regulatory advice to simplify your compliance efforts. Designed to protect your business, lighten the load and help you spot opportunities.

Find out more

Bench Strength

Our expertise and experience is on hand to help you empower your business. We have a bench of consultants at your service to help you tackle your regulatory challenges.

Find out more

RegTech Solutions

Because of our extensive client side experience our platform provides access to a range of tried and tested regulatory technology solutions that will bring efficiencies to your business.

Find out more

Partner Matching

We have an expert partner panel that we can seamlessly connect to your business. Because we understand your needs we can match you to the companies who are best sector.

Find out more
Join the team and become one of our Bench Consultants
Enquire here
Services
Bench
Solutions
Partners
News
About
Log In
Contact
The Compliance Platform: 12 Colston Yard, Bristol, BS1 5BD. Company No.1430868. Registered in England and Wales.
TCP is a trading name of The Compliance Platform Ltd. © 2024, The Compliance Platform. All Rights Reserved.
For further details see our Legal Disclosures.
By using this website, you accept our Terms of Use and Privacy Policy.