FCA Regulatory Applications

If you are looking for FCA authorisation for the first time or need support with changes to permissions, controllers, legal status or approved persons, then we can help.

Authorisations & Variations

Obtaining regulatory authorisation or approvals for your business can be a daunting task, requiring support from a team well-versed in the intricacies of the process. Our team of experts is here to provide invaluable assistance, ensuring a smoother journey through the process.

We specialise in FinTech start-ups but we have expertise and experience across all sizes of firm, no matter where you are in your journey.

  • Full authorisation packaged service covering the documentation of your systems and controls, regulatory business plans and your detailed capital and liquidity projections.
  • Establishing whether you need regulatory authorisation, whether exemptions could be relevant and consideration of other models (i.e. appointed representative).
  • Support you with your variation of permission application if you are changing your business models or facing new regulation.
  • If you are looking to acquire or increase control of a regulated firm, then we can help you notify the FCA of a change in control and ensure that it goes smoothly.
  • Key individual competency assessments, SMF applications and preparing individuals for interview.
  • Templates and procedures to ease the process for you.
  • Support that’s fully tailored to your business’ particular circumstances and requirements.
  • Expert insight into the likely success factors that will enhance your business’ application.

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Compliance Services

We provide practical and commercial regulatory advice to simplify your compliance efforts. Designed to protect your business, lighten the load and help you spot opportunities.

Bench Strength

Our expertise and experience is on hand to help you empower your business. We have a bench of consultants at your service to help you tackle your regulatory challenges.

RegTech Solutions

Because of our extensive client side experience our platform provides access to a range of tried and tested regulatory technology solutions that will bring efficiencies to your business.

Partner Matching

We have an expert partner panel that we can seamlessly connect to your business. Because we understand your needs we can match you to the companies who are best sector.

Join the team and become one of our Bench Consultants
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